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Page 90 - The Partnership s General Partner may change its determination of what types of persons or entities

SPECTRA ENERGY PARTNERS, LP filed this Form 8-K on 1/22/2018


 

 

Schedule I

(as of January 21, 2018)

 

The Partnership’s General Partner may change its determination of what types of persons or entities are considered Eligible Holders at any time. An updated version of the Transfer Application is available from the Partnership’s website at http://www.spectraenergypartners.com.

 

Eligible Holders

 

The following are currently considered Eligible Holders:

 

·Individuals (U.S. or non-U.S.)

 

·C corporations (U.S. or non-U.S.)

 

·Tax exempt organizations subject to tax on unrelated business taxable income or “UBTI,” including IRAs, 401(k) plans and Keough accounts

 

·S corporations with shareholders that are individuals, trusts or tax exempt organizations subject to tax on UBTI

 

·Mutual funds

 

Potentially Eligible Holders

 

The following are currently considered Eligible Holders, unless the information in parenthesis applies:

 

·S corporations (unless they have ESOP shareholders*)

 

·Partnerships (unless their partners include mutual funds, real estate investment trusts or “REITs,” governmental entities and agencies, S corporations with ESOP shareholders* or other partnerships with such partners)

 

·Trusts (unless beneficiaries are not subject to tax)

 

Eligible Holders

 

The following are currently not considered Eligible Holders:

 

·REITs

 

·Governmental entities and agencies

 

·S corporations with ESOP shareholders*

 

·“S corporations with ESOP shareholders” are S corporations with shareholders that include employee stock ownership plans.

 

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